 Join Oyster CEO Buddy Doyle and consultants Ed Wegener,  Evan Rosser (former FINRA regulators) and Jeffrey Hiller (former SEC regulator) as they discuss the importance of viewing the FINRA&apos;s 2021 Exam Priorities and your compliance program through a risk-based lens.  

Oyster Stew - A Broth of Financial Services Commentary and Insights

2021 Exam Priorities: The Importance of a Risk-Based Approach

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.

About

Oyster Stew - A Broth of Financial Services Commentary and Insights