New Mini-Series! CCO - Behind the Scenes

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Oyster Stew - A Broth of Financial Services Commentary and Insights

Business


Join Oyster Consulting's Jeffrey Hiller in his new podcast mini-series, CCO - Behind the Scenes, as he shares his vast experience as both a CCO for several global investment firms and Senior Counsel for the SEC's Division of Enforcement. Jeffrey literally helped write the book on modern regulatory compliance. Being CCO is more than just checking boxes. There are office politics to navigate, nuances to dealing with regulators and board members, and of course, ethical issues. Listen and learn in these short discussions as Jeffrey shares his real experiences and lessons learned from his decades in the industry. Some things you just won't get from a textbook, such as cultivating the "tone at the top," document production during an exam, escalation, dealing successfully with Boards, and repeat violations, to name a few.