Short Selling Regulation: FCA Final Notice

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RopesTalk

Business


In this Ropes & Gray podcast, asset management partner Anna Lawry and litigation partner Judith Seddon discuss the Short Selling Regulation (SSR) and the recent enforcement action taken by the Financial Conduct Authority (FCA). They provide a brief explanation of the SSR and its requirements, followed by a discussion of the FCA’s first enforcement action under the SSR in October 2020.