The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

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NSCP "Currents" Podcast

Business


This episode of NSCP Currents features a reading of the article “The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting.” The article was written by Janaya Moscony, founder of SEC Compliance Consultants, Inc. a regulatory consulting company and CCO Compliance Services, LLC. a CCO outsourcing company. Brought to you by National Society of Compliance Professionals.