Episode 11. Investment compliance and regulations

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FINANCIALPODCAST.CA: INTERVIEWING PROFESSIONALS

Business


An interview with Rob Hack, an adviser and a compliance officer of Customplan Financial. The topics discussed are: Compliance in the financial industry Financial fundamentals Saver vs investor Risk definition How to find an advisor How to protect yourself from fraud Rob Hack robh@customplanfinancial.com http://customplanfinancialservices.com/robert-hack/