FINOP FOCUS: 2021 Exam Priorities

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Oyster Stew - A Broth of Financial Services Commentary and Insights

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Don't be a findings in next year's FINRA Exam Priorities report. Join our FINOP and Finance experts Rob Hall, Clark Tucker and Jeff Harpel as they discuss  the repeated and new findings and recommendations in FINRA's 2021 Examination and Risk Monitoring Program.